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Late trading
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#	Item
491	Further Definition of "Swap," "Security-Based Swap," and "Security-Based Swap Agreement"; Mixed Swaps; Security-Based Swap Agreement Recordkeeping (Corrected to Conform to Federal Register Version) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-02 10:31:39 Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama United States federal banking legislation Total return swap Commodity Futures Trading Commission Credit default swap Financial economics Finance Financial system
492	Joint Proposed Rule; Proposed Interpretations: Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and "Eligible Contract Participant" Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-21 10:18:02 Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama United States federal banking legislation Derivative Commodity Futures Trading Commission Swap Financial economics Finance Financial system
493	SUSA.H M -~~ o[removed]EL IL A,I(.lKA. ....w... ntCIIolAS Add to Reading List Source URL: www.levin.senate.gov Language: English - Date: 2011-05-16 04:00:14 Financial markets Stock market Mathematical finance Late-2000s financial crisis Flash Crash High-frequency trading Commodity Futures Trading Commission Algorithmic trading Dark liquidity Financial economics Finance Economics
494	Acceptance of Public Submissions Regarding the Study of Stable Value Contracts Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-26 16:22:26 Financial system Late-2000s financial crisis Financial markets Commodity Futures Trading Commission U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Exchange Act Futures contract Securities Exchange Act Financial regulation Financial economics United States securities law
495	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 21, 2006 INVESTMENT COMPANY ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-28 12:59:52 Financial services Funds Institutional investors Collective investment schemes Mutual fund Hedge fund Late trading Net asset value Short Financial economics Investment Finance
496	Microsoft Word - 20140527SECCommentLetter(v3) clean Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-29 11:10:37 Late-2000s financial crisis Self-regulatory organizations Futures contract Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Chicago Mercantile Exchange U.S. Securities and Exchange Commission Derivative Federal Reserve System Financial economics Finance Financial system
497	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]May 21, 2014 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-22 06:49:59 Stock market Extended hours trading Securities Exchange Act Late trading New York Stock Exchange Chicago Stock Exchange Financial economics Investment Funds
498	The Systemic Risk Council May 28,2014 Securities & Exchange Commission 100 F Street, NE Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-29 11:19:19 Systemic risk Financial regulation Late-2000s financial crisis Financial risk Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Financial economics Financial markets Economics
499	HELANE L. MORRISON (Cal. Bar No[removed]SUSAN F. LA MARCA (Cal. Bar No[removed]removed]) ROBERT J. DURHAM (Admitted to the New York Bar) ittomeys for Plaintiff $ i$ ;p Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-22 14:25:18 Financial services Funds Institutional investors Collective investment schemes Mutual fund Hedge fund Late trading Net asset value Market timing Financial economics Investment Finance
500	Notice of Meeting of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-25 13:44:05 Economics Financial economics Late-2000s financial crisis Financial markets Commodity Futures Modernization Act Flash Crash Commodity Futures Trading Commission Financial regulation U.S. Securities and Exchange Commission

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